In this webinar, decision-makers from the wealth management industry in the UK discuss how they navigate complexities and risks when offering products and services compliantly.
WATCH TO DISCOVER
Marketing and distribution of investment funds: How to clarify regulatory restrictions faster for investor meetings?
Compliant fact sheets and brochures: How to ensure the right investment disclaimers and risk warnings are in place?
Automated website checks: How to display only the allowed investment products according to the visitor on the website?
Alan Blanchard, Head of Business Development UK at Apiax
With 14 years of experience in compliance and legal sectors, Alan is now leading the UK activities for Apiax. He worked for the Financial Conduct Authority before joining APIAX to deliver on the huge potential of making compliance easy for everyone.
Stephen Wall , Co-Founder at The Wealth Mosaic
Stephen is a co-founder of The Wealth Mosaic and has over a decade’s experience as a research analyst focused on broad aspects of the global wealth management sector. The Wealth Mosaic is a knowledge resource that helps wealth managers to better understand their market, identify and find suitable solutions.
Marketing and Selling Financial Products with Embedded Compliance