Resources

In-depth coverage of some of the most pressing topics in compliance and RegTech

Here you find all our resources published to date. If on the lookout for an easy-to-digest piece of content, go for our e-books. Should you be the type who prefers a longer read, you’re in safe hands too. Our whitepapers and guides provide a comprehensive view of the topics we cover.

E-Books

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Asset Management
October 2019
3 steps to turning compliance into a business enabler in fund distribution

In this e-book, we walk you through 3 steps on how to avoid regulatory misinterpretation to distribute funds at their full capacity.
Wealth Management
August 2019
The 5 most common traps in client interactions

In this e-book, we outline five common traps where modern tools can help empower the frontline of your business, case by case.
Wealth Management
March 2019
How to master Brexit

How can wealth managers and asset managers solve their Brexit headaches in cross-border banking? We list the common pain points and why it is time to look into digital cross-border solutions.

Whitepaper

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Wealth Management
July 2018
Why you should use machine-readable rules

In this whitepaper we show solutions to compliance challenges occurring while working with robo advisors and digital wealth management solutions.
Wealth Management
March 2018
7 steps to offering compliant and viable investment advice

The fundamental guide to understanding legal implications and predicting accurate tax impact on portfolios.
Tax
March 2018
How to turn tax into a competitive advantage

In this whitepaper, we demonstrate how financial institutions can use digital tax information to provide viable investment advice, profitable portfolios and personalised investment products.

Guides

Browse through our comprehensive RegTech guides!

Regulations
March 2020
Regulatory overview: MiFID, GDPR, Fidleg and more

Digital compliance tools that help master MiFID II, GDPR, FinSA, FinIA and more
RegTech
February 2020
The ultimate guide to RegTech (2020 edition!)

What is RegTech, really? This ultimate guide provides a 360 degree view of the RegTech landscape.
Wealth Management
October 2019
The definitive guide to digital cross-border compliance

In this guide, you’ll learn everything you need to know about mastering cross-border compliance in the digital age.
Tax
August 2019
The comprehensive guide to tax-efficient investing

This guide explains how to turn tax regulations into a competitive advantage.

Contributions

Check out our contributions!

Wealth Management
March 2020
Dangers of allowing compliance to become a black box

Gain essential insights on technology traps wealth managers must avoid reading our chapter in this years WealthBriefing report.
RegTech
December 2019
Optimising the role of the compliance officer

Read more on how RegTech can optimise the role of compliance officers first published on FinTech Finance in December 2019.
Digital Compliance
October 2019
Yesterday's practices for tomorrow's banks?

Find out how compliance can improve the competitive edge first published on Thomson Reuters in October 2019.