Resources
In-depth coverage of some of the most pressing topics in compliance and RegTech
Here you find all our resources published to date. If on the lookout for an easy-to-digest piece of content, go for our e-books. Should you be the type who prefers a longer read, you’re in safe hands too. Our whitepapers and guides provide a comprehensive view of the topics we cover.
E-Books & Infographics
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3 steps to turning compliance into a business enabler in fund distribution
In this e-book, we walk you through 3 steps on how to avoid regulatory misinterpretation to distribute funds at their full capacity.
The 5 most common traps in client interactions
In this e-book, we outline five common traps where modern tools can help empower the frontline of your business, case by case.
Business continuity in compliance
Download this infographic to learn more about the key challenges financial institutions face in keeping compliance units operational.
How to master Brexit
How can wealth managers and asset managers solve their Brexit headaches in cross-border banking? We list the common pain points and why it is time to look into digital cross-border solutions.
Whitepaper
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Why you should use machine-readable rules
In this whitepaper we show solutions to compliance challenges occurring while working with robo advisors and digital wealth management solutions.
7 steps to offering compliant and viable investment advice
The fundamental guide to understanding legal implications and predicting accurate tax impact on portfolios.
How to turn tax into a competitive advantage
In this whitepaper, we demonstrate how financial institutions can use digital tax information to provide viable investment advice, profitable portfolios and personalised investment products.
Guides
Browse through our comprehensive RegTech guides!
Regulatory overview: MiFID, GDPR, Fidleg and more
Digital compliance tools that help master MiFID II, GDPR, FinSA, FinIA and more
The ultimate guide to RegTech (2020 edition!)
What is RegTech, really? This ultimate guide provides a 360 degree view of the RegTech landscape.
The definitive guide to digital cross-border compliance
In this guide, you’ll learn everything you need to know about mastering cross-border compliance in the digital age.
The comprehensive guide to tax-efficient investing
This guide explains how to turn tax regulations into a competitive advantage.
Contributions
Check out our contributions!
Business continuity in compliance
This letter from Apiax co-founder Ralf Huber shows how to manage crisis situations with a unified repository, easy accessibility and and seamless collaboration.
Dangers of allowing compliance to become a black box
Gain essential insights on technology traps wealth managers must avoid reading our chapter in this years WealthBriefing report.
Optimising the role of the compliance officer
Read more on how RegTech can optimise the role of compliance officers first published on FinTech Finance in December 2019.
Yesterday's practices for tomorrow's banks?
Find out how compliance can improve the competitive edge first published on Thomson Reuters in October 2019.
