Digital rules that safeguard your business activities

Our rules enable seamless compliance controls in the tools our customers already trust and use.

VERIFIED REGULATORY CONTENT
VERIFIED REGULATORY CONTENT

Base your decisions on the expertise of leading law firms

Our rules are maintained and verified by the world’s leading law firms.

Meet multi-country scenarios

With Apiax Rules, financial organisations have access to verified regulatory compliance knowledge across key topics in more than 150 jurisdictions.

Meet multi-country scenarios

With Apiax Rules, financial organisations have access to verified regulatory compliance knowledge across key topics in more than 150 jurisdictions.

Financial Services

Rules covering restrictions on offering financial services to clients in different countries. Rulesets cover activities such as investment advice, discretionary asset management, brand marketing, and more.

Financial Instruments

Rules covering restrictions on offering investment products to clients, including equities, bonds, investment funds, structured products, derivatives, non-transferable securities, and more.

Tax

Rules clarifying the tax impact of investment products for clients over an entire investment cycle, enabling financial institutions to offer superior investment ideas and services.

Marketing Materials

Rules providing legal disclaimer text, footnotes and other regulatory requirements depending on the client type, the distribution country and the promoted product or service.

Investment Banking

Rules covering the provision of investment banking services such as M&A advisory, capital markets transaction services, payment services, foreign exchange services, and more.

Become future-proof

Digital compliance rules are the foundation for financial institutions to keep their workflows and applications compliant in the digital age.

Work with digital compliance rules to reduce time spent on interpreting regulations.

Integrate rules into existing workflows and applications to achieve compliance by design.

Rules are continuously verified and kept up to date with the latest regulatory changes.

An underlying legal taxonomy harmonises digital compliance rules across jurisdictions.

Integrate into core systems or consume via stand-alone apps.

Work with rules across key regulatory areas covering more than 150 jurisdictions.

What clients say about us

Leaders in financial services, compliance and technology.

Martin Jan Schinkelshoek

Senior Compliance Specialist Cross-border, Raiffeisen

We use Apiax digital cross-border solution both as a compliance heatmap to understand country-specific restrictions and in an intranet app allowing our 10'000+ employees to quickly clarify the do’s and don’ts per country. Cross-border rules are managed fully digital in a centralised way.

Jérémie Nusbaum

Senior Compliance Officer, PostFinance

As an experienced provider of regulatory solutions, Apiax has played a key role in helping us to efficiently overcome the specific cross-border challenges in the universal banking business.

michael gassman portrait
Michael Gassmann

Former Program Manager Applicable Offering, Credit Suisse

Together with the Apiax team, we developed a tailor-made, global solution for Credit Suisse, that ensures seamless product applicability checks within our existing core advisory and trade execution tools. We have seen substantial benefits on both the user experience and risk management side.

gion andre
Gion-André Lutz

Product Manager Investment Products, Raiffeisen

Apiax supports us with an easy-to-use portfolio check solution on financial instrument level, enabling our investment experts to easily identify tax-inefficient investments in a market portfolio without the need for manual clarification or tax handbooks.

millicent larrey
Millicent Larrey

Director, VisionCompliance

Apiax helped us scale our cross-border offering to provide up-to-date training for more than 100 countries worldwide.

Ready to get started?

Learn more about our rule coverage and offering

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