Full lifecycle embedded compliance solution

Apiax enables financial institutions to manage the entire lifecycle of embedded compliance so that everyone can contribute to a compliant and efficient enterprise.

FOR BUSINESS TEAMS

Turnkey solutions for business teams that need access to compliance excellence

 

APPS
APPS

Intuitive interfaces providing dos and don’ts on regulatory questions

  • Easily answer regulatory questions for asset management, wealth management, investment banking and retail banking activities.
  • Assess the suitability and tax efficiency of investment proposals and automatically generate compliant disclaimers for marketing materials.
  • Full audit trail of activities stored in activity log for easy monitoring of business behaviour.
CHATBOTS
CHATBOTS

AI-driven digital assistants providing regulatory guidance

  • Have insightful conversations regarding the provision of cross-border banking services as well as internal policies and guidelines.
  • Your conversations are based on cross-border rules that are always up-to-date and verified or any document made available to the chatbot.
  • Your conversations are logged and can be verified. The source of responses can be traced.
FOR LEGAL & COMPLIANCE TEAMS

The definitive workspace for digital compliance excellence

 

LIBRARY
LIBRARY

Access a comprehensive repository of regulatory guidelines

  • Easily access all the resources that you have subscribed to or created on your own.
  • Your starting point for governance, validation and approval tasks.
GOVERNANCE
GOVERNANCE

Verify the applicability and accuracy of your content

  • Manage resources and access to resources: stay in control of your digitally empowered compliance framework.
  • Use review and approval tools to ensure that everything meets your standards and nothing goes live without your approval.
INSIGHTS
INSIGHTS

Real-time analytics on business operations

  • Easily understand how business teams are using Apiax: access activity log going back more than 10 years.
  • Monitor activities to find relevant information and accomplish your control tasks.
  • Export into your preferred file format for easy sharing and further analysis.
FOR REGULATORY ENGINEERS

Powerful toolset to build and adapt digital regulatory rules

 

RULE EDITOR
RULE EDITOR

Build, customise and deploy regulatory rules

  • No-code environment to build, customise and deploy regulatory rules: the starting point for embedded compliance.
  • Advanced validation and collaboration tools allow you to verify that rules are in line with your expectations.
TAXONOMY
TAXONOMY

Organise and understand relationships among legal terms

  • Use standardised vocabulary across jurisdictions to ensure consistent interpretation of regulatory requirements across your organisation.
  • Customise taxonomy terms to better reflect the language of your organisation.
FOR TECHNOLOGY TEAMS

Embed compliance into existing tools and processes

 

API
API

Embed compliance into existing tools and processes

  • Leverage our innovative, well-documented and well-tested API to integrate digital regulatory rules into your systems.
  • Our API is based on proven technologies such as REST, OpenAPI, OAuth2 and mTLS that offer powerful developer tools, best-in-class performance and state-of-the-art security.
KNOWLEDGE BASE
KNOWLEDGE BASE

Centralised hub of integration knowledge and guidelines

  • Product documentation: learn about Apiax products, digital compliance rules, onboarding, and more.
  • For developers: learn about the Apiax APIs, access integration guides, and more.

What clients say about us

Leaders in financial services, compliance and technology.

Martin Jan Schinkelshoek

Senior Compliance Specialist Cross-border, Raiffeisen

We use Apiax digital cross-border solution both as a compliance heatmap to understand country-specific restrictions and in an intranet app allowing our 10'000+ employees to quickly clarify the do’s and don’ts per country. Cross-border rules are managed fully digital in a centralised way.

Andreas Meier

Head of Governance Systems, Raiffeisen Schweiz Genossenschaft

The digitalisation of our governance systems is the key to effectively supporting Raiffeisen Group in complying with regulatory requirements in our day-to-day work. In collaboration with Apiax, a competent and innovative partner, we are transforming complex regulations into user-friendly digital solutions. Apiax has been a valuable partner in our digital transformation journey. We are confident that their expertise and innovation will continue to help us meet future challenges.

Jérémie Nusbaum

Senior Compliance Officer, PostFinance

As an experienced provider of regulatory solutions, Apiax has played a key role in helping us to efficiently overcome the specific cross-border challenges in the universal banking business.

michael gassman portrait
Michael Gassmann

Former Program Manager Applicable Offering, Credit Suisse

Together with the Apiax team, we developed a tailor-made, global solution for Credit Suisse, that ensures seamless product applicability checks within our existing core advisory and trade execution tools. We have seen substantial benefits on both the user experience and risk management side.

gion andre
Gion-André Lutz

Product Manager Investment Products, Raiffeisen

Apiax supports us with an easy-to-use portfolio check solution on financial instrument level, enabling our investment experts to easily identify tax-inefficient investments in a market portfolio without the need for manual clarification or tax handbooks.

millicent larrey
Millicent Larrey

Director, VisionCompliance

Apiax helped us scale our cross-border offering to provide up-to-date training for more than 100 countries worldwide.

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