Increasing regulations hold back the wealth management industry, and traditional compliance methods are unable to cover the emerging digital interfaces between financial institutions and their customers.
Apiax's tools give everyone easy access to compliance knowledge and install a digital compliance layer that protects even the most complex financial institutions.
Turn marketing compliance into competitive advantage
Automate pre-trade checks in trade execution and order management
The better version of paper-based country manuals
Conveniently plan even the most complicated client interactions
Always stay compliant in cross-border wealth management
Effortlessly support international expansion initiatives
A personal digital compliance officer for financial institutions
Leverage RegTech for digital wealth management solutions
End-to-end compliance in advisory processes
Improved risk processes and decreased risk of non-compliance
Fully digital compliance layer empowers for many use cases
Perfect tools for strategic planning and global expansion initiatives
Easy access to compliance knowledge anywhere and anytime
Definitive answers in investment adviceOpener
This machine-readable ruleset on investment advice clarifies open questions such as which financial services client advisors are allowed to offer, whether or not they are allowed to give advice on financial instruments, and what documents they are allowed to provide to customers.
Reliable answers to questions about custody and payment servicesOpener
This comprehensive ruleset covers essential topics such as whether or not client advisors can offer cash or securities accounts, provide customers with debit or credit cards or whether they are allowed to explain and assist with the order execution processes. It includes answers about what documents client advisors are allowed to provide to customers related to the topic.
Rules governing social contactsOpener
Dependable answers on whether or not client advisors are allowed to attend social gatherings, attend events, mention their employer or provide business cards.
Dependable answers on brand marketingOpener
Full-scale coverage of brand marketing rules. The brand marketing ruleset covers questions such as whether or not it is allowed to provide brand material, conduct sponsoring, conduct campaigns or offer banking services and products via a website.
Providing and discussing research materialOpener
The research ruleset gives reliable answers on whether or not financial institutions are allowed to provide and discuss macroeconomic and financial research material.
Rules governing investment fundsOpener
Dependable answers on bondsOpener
Definitive answers related to equitiesOpener
Comprehensive rule set covering derivativesOpener
All the answers about structured productsOpener
Tax impact calculations on ISIN-levelOpener
The digital tax ruleset provides tax information at ISIN level that may be used to calculate the tax impact of individual financial instruments depending on the client's tax domicile. This enables financial institutions to offer first-class investment services such as value-added investment advice or tax-efficient investment products.
Financial institutions face mounting pressure from regulations. The ever-growing list of industry regulations is met with inconsistent interpretation and implementation across jurisdictions. This wave of regulatory challenges leads to surging costs, increased business risks and a declaration in innovation.
Our whitepaper gives an explanation on the many benefits of considering tax impact calculations in wealth and asset management.
This blog post acknowledges the human factor of doing business in cross-border wealth management.
Read this if you want to know the 3 steps to turning compliance into a business enabler in fund distribution.
This whitepaper focuses on the spread of digital wealth management solutions and why digital compliance rules are the missing piece to the puzzle.
Read our blog post if you want to get strategies to successfully manage Brexit with the help of digital compliance tools.
This blog post discusses why regulators are currently ratcheting up on robo advisors.
This blog post clears up about the 3 key trends in digital wealth management 2018.
Apiax introduced tax-efficient investing at Swiss Asset Management Day 2018