Apiax use case Fund Distribution


Actionable marketing and distribution rules for asset managers

In today’s globalised business environment, investors around the world look beyond the domestic borders for investment opportunities. To meet this growing demand and secure future business, asset managers need to structure funds at a global capacity and distribute them accordingly.

A solid yet agile compliance framework enables portfolio managers and business development professionals to better understand international regulatory standards vital for compliant cross-border fund distribution.

Understanding a fund’s product characteristics is key in order to fully grasp country-specific marketing and distribution restrictions. In a cross-border context, overlooking local variations in regulations governing these activities may result in significant penalties and bypassed business opportunities.

Download e-book: 3 steps to turning compliance into a business enabler in fund distribution

Tap into the possibilities of digitally enabled solutions

  • Make informed decisions. Empower portfolio managers and business developers to structure, market and distribute funds always in line with investor demand and global regulation.
  • Seize new business opportunities. Cater for a broader client base and discover new marketing and distribution opportunities of funds by comparing different distribution scenarios on investment fund level.
  • Compliance made radically simple. Access clear and case-specific dos and don’ts to asset management-specific regulatory questions – at the click of a button. Retrieve instant and dependable guidance through all regulations relevant to cross-border fund distribution, including AIFMD and UCITS.
  • One source – multiple jurisdictions. Regardless of firm size or local country presence, asset managers benefit from instant access to international regulatory standards, vital for successful and compliant fund structuring and distribution strategies.
  • Smart knowledge management. Consolidate, automate and integrate compliance data into internal workflows. Ensure efficiency and reduced risk throughout the entire fund structuring, distribution and client onboarding process.
  • World-leading expertise. Access world-leading regulatory and risk expertise through Apiax’ digital ecosystem.

Regardless of an asset manager firm’s size and scope, it is impossible to overlook the complex regulatory framework around the globe – and the many challenges and opportunities that come with it. With a digital compliance framework, asset managers can factor out regulatory risk whilst maximising business opportunities.

Andreas Strässle, Regulatory Engineer, Apiax

Unlock opportunities in a few clicks

  • Identify profitable and client-compatible fund types in less than five minutes.
  • Clarify the regulatory dos and don’t of international client interaction in just two minutes.

Get started

Unlock your funds’ marketing and distribution potential. Get in touch to explore the benefits of actionable marketing and distribution rules for asset managers.

Leverage the Benefits of RegTech in Your Digital Solutions

  • Read how financial institutions can use RegTech solutions to expand the reach of their services.
  • Learn how financial service providers can work with sophisticated APIs.
  • Explore the opportunities of real straight-through processing.

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